Compliance frameworks, security audits, and quality certifications this company maintains.
Robinhood Financial LLC is a registered member of FINRA (Financial Industry Regulatory Authority), subject to all broker-dealer rules and oversight.
Robinhood is registered with the U.S. Securities and Exchange Commission as a broker-dealer, investment adviser, and alternative trading system.
Customer Protection
SIPC Member
MemberRobinhood customer securities accounts are protected up to $500,000 (including $250,000 for cash claims) through SIPC membership.
Annual SOC 2 Type II audit covering security, availability, and confidentiality of the Robinhood platform and customer data.
Payment Card Industry Data Security Standard compliance for handling customer payment card data across Robinhood financial products.
California Consumer Privacy Act compliance providing California residents with rights over their personal financial data.
General Data Protection Regulation compliance for Robinhood EU and UK customers, covering data handling, consent, and cross-border transfer requirements.
Anti-Money Laundering
FinCEN BSA
CompliantBank Secrecy Act compliance with FinCEN requirements including KYC, AML program, suspicious activity reporting, and currency transaction reporting.
Customer Protection
Reg BI
CompliantRegulation Best Interest compliance ensuring Robinhood acts in the best interest of retail customers when making investment recommendations.
Robinhood uninvested cash is swept to FDIC-insured program banks providing up to $2.25M in insurance coverage through the cash sweep program.